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Jessica Sexton, Chief Compliance Officer

Jessica joined the Independent Advisor Alliance team in February of 2014. Her primary responsibilities are to proactively identify, evaluate, manage and report on compliance and ensure IAA’s compliance with outside regulatory requirements and internal policies.

Ms. Sexton started her financial services career in 2006 at LPL Financial in New Accounts where she was promoted to Supervisor and then Manager. Prior to joining IAA, she served as an OSJ for TriCapital Financial Group, Inc. and Project Manager for Impact Technologies Group, Inc. Previous experience also includes Claims and Policy Services for Progressive Insurance.

She is a graduate of Baldwin-Wallace University in Berea, Ohio. In her spare time, she enjoys horseback riding, mountain bking and running. Originally from Cleveland, OH and now lives in Waxhaw, NC with her husband and twins; Elliott and Cora.



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Jessica Sexton

Chief Compliance Officer